Bespoke
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Our
Bespoke Service comprises all
of the following elements
tailored specifically to meet your needs:
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Process
application for direct authorisation
•
Model
office documentation
•
All
relevant registers
•
Set
up & transfer of agencies
•
Monthly
file reviews in line with FSA requirements
•
Monthly
training and competency audits
•
Updates
to procedures as required
•
Assistance
with compliant advertising
•
Provide
course and seminar information |
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Services
The
Service we offer is broken down
into two categories which
are core and bespoke. Both are designed to meet
FSA requirements and provide a value for money
solution.
Our
Bespoke Service is particularly
attractive to those just starting as directly
regulated firms or as stepping stone to our Core
service as it provides monthly visits to ensure
you remain on track.
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Core
service
An
overview of the elements of our Core
Service:
•
Process
application for direct authorisation.
•
4
compliance visits per year:
•
Professional
review service
•
Compliance
health check
•
Model
office documentation
•
Attendance
at FSA visits and pre visit audits
•
Telephone
and e-mail help line
•
Monthly
briefing notes and regulatory updates
•
Assistance
in dealing with the regulator
•
Advertising
and stationery sign off
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